Posted: May 14, 2010 at 12:00 am

Deputy Chief Regulatory Officer, Andrae Tulloch is flanked by Michael Moore, left, Senior Counsel of U.S. SEC’s Office of International Affairs and  Shane Baptiste, British Virgin Islands (BVI) Financial Services Commission Regulator. The occasion was the U.S. SEC’s 20th Annual International Institute for Securities Market Development training held from April 19-29, 2010. The programme focused on the development and […]

 

In the news – JSE’s Proposed Fines & Penalties document

Posted: April 30, 2010 at 12:00 am

Gleaner Reporter, Sabrina Gordon speaks with the Chief Regulatory Officer, Wentworth Graham on JSE’s Proposed Fines and Penalties document. Please use the following link to access the story. www.jamaica-gleaner.com/gleaner/20100430/business/business1.html

 

CRO’s presentation at FSC’s Financial Education Forum held on April 1, 2010 at Alfred Sangster Auditorium

Posted: April 6, 2010 at 12:00 am

Chief Regulatory Officer, Mr. Wentworth Graham, engages Miss Sonia Campbell, President of the Financial Student Association of the University of Technology (UTECH), Mr. Oron Hall, second left, Financial Consultant and Mr. Bernard Richards, Senior Pensions Analyst, at the Financial Services Commission’s (FSC) Financial Education Forum held at UTECH’s Alfred Sangster Auditorium on April 1, 2010. […]

 

CRO’s presentation at FSC’s Public Forum held on March 30, 2010 at St. Gabriel’s Anglican Church Hall, Clarendon

Posted: March 31, 2010 at 12:00 am

Chief Regulatory Officer, Mr. Wentworth Graham delivers presentation at FSC’s Public Forum held on March 30, 2010 at St Gabriel’s Anglican Chruch Hall, Clarendon. Mr. Graham’s presentation was on “Understanding the Financial System and the Stock Market.” For a copy please select website/uploads/file/Microsoft%20Word%20-%20Understanding%20Financial%20System%20-%20FSC%20Outreach%20March%2030%202010%20_May%20Pen.pdf or for an overview of the CRO’s presentation please see FSC’s news release at […]

 

CRO’s presentation at JSE’s Workshop held on March 4, 2010

Posted: March 5, 2010 at 12:00 am

Chief Regulatory Officer, Mr. Wentworth Graham delivers presentation at JSE’s workshop entitled “The Role of Corporate Secretaries in today’s Changing Corporate World,” held on March 4, 2010 in Kingston, Jamaica. Mr. Graham’s presentation was on “Compliance Undertakings for the JSE.Please see copy by selecting “website/uploads/The Role of Corporate Secretaries – March 4, 2010.ppt“

 

News Release

Posted: February 3, 2010 at 12:00 am

  (KINGSTON, February 1, 2010): Regulatory activities at the Jamaica Stock Exchange (JSE) increased dramatically in 2009, which were as a result of undertakings by the Regulatory and Market Oversight Division (RMOD). During the year the Division addressed 123 issues in accordance with its market surveillance, compliance and enforcement responsibilities. This total was 43% above 2008 and […]

 

Posted: January 21, 2010 at 12:00 am

The Exchange’s Chief Regulatory Officer, Mr. Wentworth Graham, second left, is seated with Executives of Jamaica Broiler Group at the Company’s Head Office at Content, McCooks Pen, St. Catherine. To the CRO’s left is Mr. Peter Depass, JBG’s Company Secretary, and at the immediate right is Mr. Christopher Levy, Group President and CEO, he is followed […]

 

The JSE’s Investments & Capital Markets Conference 2010, Kingston, Jamaica

Posted: January 19, 2010 at 12:00 am

  The Chief Regulatory Officer, Mr. Wentworth Graham is flanked by Mr. Steven Polansky, Senior Director FINRA International Affairs & Services, left, and Mr. Wain Iton CEO, Trinidad & Tobago Stock Exchange. The occasion was JSE’s Investments & Capital Markets Conference, January 18 – 20, 2010, Kingston, Jamaica. Both Messrs Polansky and Iton were panelists on day […]