The Jamaica Stock Exchange (JSE) will now require all listed companies to include a Management Discussion and Analysis Disclosure as part of their annual report and Prospectus/Offer document to the market. This disclosure is a standard report internationally and is also a requirement of the Securities Act 1999 and The Companies Act 2004. The purpose […]
The Complaint Management System (CMS) Guidelines are a set of internationally accepted standards and best practices that member-firms are required to use to manage customer complaints. These guidelines are intended to improve the customer service delivery of member-dealers who are on the Exchange. As a complement to JSE Rule 121 – Complaints by Non-Members these […]
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The Regulatory & Market Oversight Division (RMOD) of the Jamaica Stock Exchange (JSE) along with its Information Technology Department has undertaken steps to develop a semi-automated market surveillance system. The RMOD takes time out to speak with the JSE’s IT Manager, Miss Suzette McNaught, on the update of the system. RMOD: Miss McNaught, many persons […]
JSE Rule111 – RMOC has been created to recognize the RMOC as the body that oversees the JSE’s regulatory responsibilities as well as fulfils the organization’s disciplinary functions. Also JSE Rule 229– Disciplinary Proceedings has been amended to define disciplinary proceedings, acts of misconduct and disciplinary procedures. Prior to the demutualization of the Exchange, these […]
If Jamaica is to be properly positioned in the global economy there must not only be the enforcement of laws, but also a practice of compliance. With a borderless global environment companies and investors must be cognizant of the regulatory requirements that will preserve and promote their prosperity in the future. If Jamaica is to […]
The Regulatory & Market Oversight Division of the Jamaica Stock Exchange (JSE) recently concluded its workshop on “Timely Disclosure and Communicating in a Time of Crisis” on Tuesday, November 18, 2008 at the Terra Nova All- Suites Hotel. The workshop was a timely intervention as the Division felt that in the wake of the Global Financial […]
Members of the RMOD and the Financial Services Commission (FSC) take a moment to smile for the camera at a special session discussing Broker Inspection and other elements of Market Surveillance.
Another Historic Occasion for The RMOD as Suzette McNaught (IT Manager) and Wentworth Graham (CRO) shake on the sign-off on the development of the Automated Market Surveillance System, as team-members look on.
The Regulatory & Market Oversight Division (RMOD) convened its Workshop for members of the Brokerage Community on the August 12 & 13, 2008. The seminar was geared at sensitizing the broker members on the requirements stipulated in the JSE’s Rule 210 – Financial Returns. The workshop provided an opportunity to both, inform members of the […]