CRO’s presentation at FSC’s Financial Education Forum held on April 1, 2010 at Alfred Sangster Auditorium

Posted: April 6, 2010 at 12:00 am

Chief Regulatory Officer, Mr. Wentworth Graham, engages Miss Sonia Campbell, President of the Financial Student Association of the University of Technology (UTECH), Mr. Oron Hall, second left, Financial Consultant and Mr. Bernard Richards, Senior Pensions Analyst, at the Financial Services Commission’s (FSC) Financial Education Forum held at UTECH’s Alfred Sangster Auditorium on April 1, 2010. […]

 

CRO’s presentation at FSC’s Public Forum held on March 30, 2010 at St. Gabriel’s Anglican Church Hall, Clarendon

Posted: March 31, 2010 at 12:00 am

Chief Regulatory Officer, Mr. Wentworth Graham delivers presentation at FSC’s Public Forum held on March 30, 2010 at St Gabriel’s Anglican Chruch Hall, Clarendon. Mr. Graham’s presentation was on “Understanding the Financial System and the Stock Market.” For a copy please select website/uploads/file/Microsoft%20Word%20-%20Understanding%20Financial%20System%20-%20FSC%20Outreach%20March%2030%202010%20_May%20Pen.pdf or for an overview of the CRO’s presentation please see FSC’s news release at […]

 

CRO’s presentation at JSE’s Workshop held on March 4, 2010

Posted: March 5, 2010 at 12:00 am

Chief Regulatory Officer, Mr. Wentworth Graham delivers presentation at JSE’s workshop entitled “The Role of Corporate Secretaries in today’s Changing Corporate World,” held on March 4, 2010 in Kingston, Jamaica. Mr. Graham’s presentation was on “Compliance Undertakings for the JSE.Please see copy by selecting “website/uploads/The Role of Corporate Secretaries – March 4, 2010.ppt“

 

News Release

Posted: February 3, 2010 at 12:00 am

  (KINGSTON, February 1, 2010): Regulatory activities at the Jamaica Stock Exchange (JSE) increased dramatically in 2009, which were as a result of undertakings by the Regulatory and Market Oversight Division (RMOD). During the year the Division addressed 123 issues in accordance with its market surveillance, compliance and enforcement responsibilities. This total was 43% above 2008 and […]

 

Posted: January 21, 2010 at 12:00 am

The Exchange’s Chief Regulatory Officer, Mr. Wentworth Graham, second left, is seated with Executives of Jamaica Broiler Group at the Company’s Head Office at Content, McCooks Pen, St. Catherine. To the CRO’s left is Mr. Peter Depass, JBG’s Company Secretary, and at the immediate right is Mr. Christopher Levy, Group President and CEO, he is followed […]

 

The JSE’s Investments & Capital Markets Conference 2010, Kingston, Jamaica

Posted: January 19, 2010 at 12:00 am

  The Chief Regulatory Officer, Mr. Wentworth Graham is flanked by Mr. Steven Polansky, Senior Director FINRA International Affairs & Services, left, and Mr. Wain Iton CEO, Trinidad & Tobago Stock Exchange. The occasion was JSE’s Investments & Capital Markets Conference, January 18 – 20, 2010, Kingston, Jamaica. Both Messrs Polansky and Iton were panelists on day […]

 

The Presentation of JSE’s Rule Book

Posted: January 14, 2010 at 12:00 am

  Regulatory Officer, Mr. Andrae Tulloch engages Mrs. Rita Humphries-Lewin, Chairman, Barita Investments Ltd while presenting the Jamaica Stock Exchange’s (JSE) Rule Book at the Company’s listing of its Ordinary and Preference Shares on January 14, 2010.  At the centre of the exchange is Mr. Wentworth Graham, Chief Regulatory Officer of the JSE, and looking […]

 

RMOD JSE Rules Sensitization with Listed Companies

Posted: December 16, 2009 at 12:00 am

Chief Regulatory Officer of the Jamaica Stock Exchange’s (JSE) RMOD, Mr. Wentworth Graham discusses the regulatory operations of the JSE with newly appointed Company Secretary of the Gleaner Company Limited, Mr. John Hudson at the JSE’s head office, Down Town, Kingston on Tuesday December 15.   For 2010, the RMOD will be continuing its ongoing […]

 

Issues of Concern to Regulators

Posted: November 20, 2009 at 12:00 am

  Issues of Concern to Regulators   The 5th Annual Chief Regulatory Officers’ (CRO) Conference held at the New York Stock Exchange on October 14 – 15, 2009, retrospectively and futuristically considered the issues of the Global Financial Crisis – Lessons Learned; Direct Access and Cross-border Information Sharing, and the Challenges of Conducting Surveillance Across Markets.  […]