JSE Rule111 – RMOC has been created to recognize the RMOC as the body that oversees the JSE’s regulatory responsibilities as well as fulfils the organization’s disciplinary functions. Also JSE Rule 229– Disciplinary Proceedings has been amended to define disciplinary proceedings, acts of misconduct and disciplinary procedures. Prior to the demutualization of the Exchange, these […]
If Jamaica is to be properly positioned in the global economy there must not only be the enforcement of laws, but also a practice of compliance. With a borderless global environment companies and investors must be cognizant of the regulatory requirements that will preserve and promote their prosperity in the future. If Jamaica is to […]
The Regulatory & Market Oversight Division of the Jamaica Stock Exchange (JSE) recently concluded its workshop on “Timely Disclosure and Communicating in a Time of Crisis” on Tuesday, November 18, 2008 at the Terra Nova All- Suites Hotel. The workshop was a timely intervention as the Division felt that in the wake of the Global Financial […]
Members of the RMOD and the Financial Services Commission (FSC) take a moment to smile for the camera at a special session discussing Broker Inspection and other elements of Market Surveillance.
Another Historic Occasion for The RMOD as Suzette McNaught (IT Manager) and Wentworth Graham (CRO) shake on the sign-off on the development of the Automated Market Surveillance System, as team-members look on.
The Regulatory & Market Oversight Division (RMOD) convened its Workshop for members of the Brokerage Community on the August 12 & 13, 2008. The seminar was geared at sensitizing the broker members on the requirements stipulated in the JSE’s Rule 210 – Financial Returns. The workshop provided an opportunity to both, inform members of the […]
Gleaner report, Becki Patterson speaks with the Chief Regulatory Officer, Wentworth Graham to discuss his new role and function in the JSE. Please use the following link to access the story. http://www.jamaica-gleaner.com/gleaner/20080720/business/business5.html
What Enhanced Regulations Mean for Your Portfolio by Wentworth Graham(As published in the Sunday Observer, May 25, 2008, pg. 5) Creating a portfolio is not walk into the park. Apart from having resources to start a portfolio, you must have an investment appetite and willingness to use professional advisors, and this is where things get tricky. […]
The Regulator: Wentworth Graham tells why the JSE created his new post by Dennise Williams(As published in the Sunday Observer May 4, 2008 pg. 2) Wentworth Graham is very clear about his role as the island’s first ever chief regulatory officer (CRO) at the Jamaica Stock Exchange (JSE). “At this point in time, it is necessary […]
“The Jamaica Stock Exchange (JSE) has reformulated itself into two divisions in a split off of its regulatory and commercial functions”. Please use the following link to access the full Gleaner story. http://www.jamaica-gleaner.com/gleaner/20080404/business/business2.html