RMOD Complaints & Inquiries

The Regulatory & Market Oversight Division (RMOD) welcomes information from all stakeholders’ who believe that a market infraction relating to Listed Companies, Member-brokers, trading activities and other related matters have occurred.

It should be noted that a complaint may also be referred to other regulatory bodies.

Filing the Complaint

The RMOD offers three options for submitting complaints. Please download the complaint form provided here and either:

  1. Complete the form and send us an email (contact form provided on the left)
  2. Complete the form and fax to 876-967-3275 or
  3. Complete the form and mail to:

 

The Chief Regulatory Officer
Regulatory & Market Oversight Division
Jamaica Stock Exchange
40 Harbour Street
Kingston

The Complaint Process

Once a complaint is logged at the RMOD, a letter that acknowledges receipt will be issued. Thereafter a process of assessment will be undertaken. As a matter of practice, and in keeping with the rules of the Exchange, the RMOD does not disclose the results of an investigation.

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